Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Edward Colm is an active registered representative with Robert W. Baird & Co. Inc. Mark Edward Colm has been in the securities industry since December 15, 1994. Prior to joining Robert W. Baird & Co. Inc., Mark Edward Colm was registered with Gleacher & Company Securities, Inc., Deutsche Bank Securities Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Mark Edward Colm is licensed in 14 states, including California, Colorado, Illinois, Maryland, Massachusetts, Minnesota, New Jersey, New York, Ohio, Pennsylvania, Tennessee, Texas, Virginia, and Wisconsin. Mark Edward Colm has specialized in several different investment fields including: Portfolio management for individuals, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses, Selection of other advisers, Publication of periodicals, Educational seminars, Pension consulting, and Financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
NJ
04/15/2013 - Present
Robert W. Baird & Co. Inc. (ROSELAND NJ)
NJ
08/24/2009 - 03/15/2013
GLEACHER & COMPANY SECURITIES, INC. (ROSELAND NJ)
NY
05/17/2005 - 08/19/2009
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
07/01/1996 - 04/14/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
09/30/1994 - 06/19/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 10/04/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/22/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/07/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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