Unclaimed
Mark Edward Chiappara is a registered representative of Rainmaker Securities, LLC in Coral Gables, Florida. Mark is a financial professional with a strong track record of success in the financial services industry. Mark has held positions with several leading financial institutions, including Deutsche Bank Securities Inc., BBVA Securities Inc., and Hudson Partners Securities LLC. Mark is committed to providing his clients with the highest level of personalized service and investment guidance. He is dedicated to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
07/14/2021 - Present
Rainmaker Securities, LLC (CORAL GABLES FL)
CA
11/10/2019 - 07/09/2021
GT SECURITIES, INC. (LOS ANGELES CA)
CT
08/30/2017 - 12/18/2017
HUDSON PARTNERS SECURITIES LLC (GREENWICH CT)
FL
10/20/2014 - 04/06/2016
BBVA SECURITIES INC. (MIAMI FL)
FL
08/23/2006 - 05/23/2013
DEUTSCHE BANK SECURITIES INC. (MIAMI FL)
NY
03/17/2003 - 07/24/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (NEW YORK NY)
NY
06/14/2002 - 10/29/2002
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
05/09/2001 - 07/10/2001
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 12/17/2020
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 08/29/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/19/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/18/2017
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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