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Mark Edward Chiappara

Rainmaker Securities, LLC

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About Mark Edward Chiappara

Mark Edward Chiappara is a registered representative of Rainmaker Securities, LLC in Coral Gables, Florida. Mark is a financial professional with a strong track record of success in the financial services industry. Mark has held positions with several leading financial institutions, including Deutsche Bank Securities Inc., BBVA Securities Inc., and Hudson Partners Securities LLC. Mark is committed to providing his clients with the highest level of personalized service and investment guidance. He is dedicated to helping his clients achieve their financial goals.

Firm Information

Mark Chiappara is currently registered with Rainmaker Securities, LLC. Rainmaker Securities, LLC is a Limited Liability Company formed on March 9, 2004. The firm is registered with the SEC and in 28 states.

Not reported

Assets Under Management

Not reported

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Chiappara’s Registration & Firm History

FL

07/14/2021 - Present

Rainmaker Securities, LLC (CORAL GABLES FL)

CA

11/10/2019 - 07/09/2021

GT SECURITIES, INC. (LOS ANGELES CA)

CT

08/30/2017 - 12/18/2017

HUDSON PARTNERS SECURITIES LLC (GREENWICH CT)

FL

10/20/2014 - 04/06/2016

BBVA SECURITIES INC. (MIAMI FL)

FL

08/23/2006 - 05/23/2013

DEUTSCHE BANK SECURITIES INC. (MIAMI FL)

NY

03/17/2003 - 07/24/2006

BANC OF AMERICA INVESTMENT SERVICES, INC. (NEW YORK NY)

NY

06/14/2002 - 10/29/2002

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

NY

05/09/2001 - 07/10/2001

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 12/17/2020

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 08/29/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/19/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/20/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 12/18/2017

SIE - Securities Industry Essentials Examination

BC

Issued 05/08/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Edward Chiappara.
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