Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Eaton is a financial advisor with over 14 years of experience in the financial services industry. He has a wide range of experience, having worked with firms such as SG Americas Securities, LLC, Newedge USA, LLC and Newedge Financial Inc. Mark currently holds registrations with both FINRA and the state of Colorado. Mark Eaton is a registered representative of Edward Jones, a leading provider of financial services for individuals and families. Edward Jones is committed to providing clients with personalized financial guidance and investment strategies to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CO
02/22/2024 - Present
Edward Jones (EAGLE CO)
IL
01/02/2015 - 01/04/2019
SG AMERICAS SECURITIES, LLC (CHICAGO IL)
IL
04/09/2008 - 01/02/2015
NEWEDGE USA, LLC (CHICAGO IL)
IL
04/07/2008 - 09/01/2008
NEWEDGE FINANCIAL INC. (CHICAGO IL)
BOTH
Issued 03/22/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/30/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/26/2015
Series 24 - General Securities Principal Examination
BC
Issued 09/08/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/08/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/02/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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