Unclaimed
Mark E. Paris is a securities professional with over 30 years of experience in the industry. Currently, Mark is registered with Invesco Distributors, Inc. Mark has previously held positions at several firms including Van Kampen Funds Inc., Morgan Stanley Distribution, Inc., Morgan Stanley DW Inc., OppenheimerFunds Distributor, Inc., Chase Investment Services Corp., H.J. Meyers & Co., Inc., FMG Securities Corp., NatWest Investor Services Corporation, D. H. Blair & Co., Inc., and Sanford C. Bernstein & Co., Inc. Mark holds Series 7, Series 24, Series 53, Series 63, and Series 79TO licenses. Mark is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/01/2010 - Present
Invesco Distributors, Inc. (NEW YORK NY)
TX
10/19/2005 - 06/01/2010
VAN KAMPEN FUNDS INC. (HOUSTON TX)
NY
12/20/2006 - 04/24/2009
MORGAN STANLEY DISTRIBUTION, INC. (NEW YORK NY)
NY
09/04/2002 - 02/01/2007
MORGAN STANLEY DW INC. (NEW YORK NY)
NY
07/30/1998 - 08/07/2002
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
IL
05/22/1997 - 06/11/1998
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
01/14/1997 - 05/13/1997
H.J. MEYERS & CO., INC. (ROCHESTER NY)
NA
05/14/1996 - 01/06/1997
FMG SECURITIES CORP.
NY
01/20/1992 - 04/30/1996
NATWEST INVESTOR SERVICES CORPORATION (NEW YORK NY)
NY
09/16/1991 - 01/07/1992
D. H. BLAIR & CO., INC. (NEW YORK NY)
NY
03/14/1991 - 09/23/1991
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
BC
Issued 03/18/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/26/1995
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/30/1993
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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