Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark E. Obal is a financial advisor with over 20 years of experience in the industry. Mark is currently registered with J.p. Morgan Securities LLC as a Registered Representative and Investment Advisor Representative. Mark has been with J.p. Morgan Securities LLC since November 2014 and has also previously been registered with U.S. BANCORP INVESTMENTS, INC., CCO INVESTMENT SERVICES CORP., VALIC FINANCIAL ADVISORS, INC., NATCITY INVESTMENTS, INC., INVEST FINANCIAL CORPORATION, METLIFE SECURITIES INC., METROPOLITAN LIFE INSURANCE COMPANY, FORT WASHINGTON BROKERAGE SERVICES, INC., and CAPITAL ANALYSTS, INCORPORATED. Mark specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and institutions. Mark is dedicated to providing personalized financial guidance and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IL
08/20/2018 - Present
J.p. Morgan Securities LLC (WILLOWBROOK IL)
IL
06/20/2014 - 11/25/2014
U.S. BANCORP INVESTMENTS, INC. (Downers Grove IL)
IL
02/01/2011 - 06/23/2014
CCO INVESTMENT SERVICES CORP. (PLAINFIELD IL)
IL
05/11/2009 - 01/27/2011
VALIC FINANCIAL ADVISORS, INC. (PEORIA IL)
IL
01/14/2008 - 05/06/2009
NATCITY INVESTMENTS, INC. (DOWNERS GROVE IL)
IL
06/05/2006 - 01/31/2008
INVEST FINANCIAL CORPORATION (DOWNERS GROVE IL)
MA
03/30/2005 - 06/07/2006
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
03/30/2005 - 06/07/2006
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
OH
09/01/2000 - 03/24/2005
FORT WASHINGTON BROKERAGE SERVICES, INC. (CINCINNATI OH)
OH
05/24/2000 - 09/01/2000
CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)
IA
Issued 09/22/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/13/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/17/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2006
Series 7 - General Securities Representative Examination
BC
Issued 05/23/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Mark Obal is the right advisor for you? Invested Better is here to help.
