Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Jones is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. based in Denver, CO. Mark has been a registered financial advisor since 1972. Mark offers portfolio management for individuals and businesses, as well as pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
08/23/1983 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (DENVER CO)
NA
05/05/1978 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
NA
11/03/1977 - 06/22/1978
AMERICAN WESTERN SECURITIES, INC.
NA
01/08/1974 - 06/02/1976
AMERICAN GROWTH FUND SPONSORS, INC.
NA
11/22/1972 - 01/21/1974
INDEPENDENT SECURITIES CORPORATION
IA
Issued 12/15/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/15/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 08/30/1978
PC - AMEX Put and Call Exam
BC
Issued 05/20/1978
Series 7 - General Securities Representative Examination
BC
Issued 11/22/1972
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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