Unclaimed
Mark Dye is a financial advisor with Robinhood Financial, LLC. He is registered with the Securities and Exchange Commission (SEC) and has been in the industry since 2019. Mark is licensed to sell securities in all 50 states. Prior to joining Robinhood Financial, LLC, he worked at RBC Capital Markets, LLC in San Francisco, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
03/26/2021 - Present
Robinhood Financial, LLC (Denver CO)
CA
12/18/2019 - 02/24/2021
RBC CAPITAL MARKETS, LLC (SAN FRANCISCO CA)
BOTH
Issued 07/23/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/18/2019
Series 7TO - General Securities Representative Examination
BC
Issued 05/01/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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