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Mark Dye

Robinhood Financial, LLC

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About Mark Dye

Mark Dye is a financial advisor with Robinhood Financial, LLC. He is registered with the Securities and Exchange Commission (SEC) and has been in the industry since 2019. Mark is licensed to sell securities in all 50 states. Prior to joining Robinhood Financial, LLC, he worked at RBC Capital Markets, LLC in San Francisco, California.

Firm Information

Mark Dye is currently registered with Robinhood Financial, LLC. Robinhood Financial, LLC is a Limited Liability Company formed in August 2012. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Robinhood Financial, LLC has been the subject of 52 regulatory events and 5 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Dye’s Registration & Firm History

CO

03/26/2021 - Present

Robinhood Financial, LLC (Denver CO)

CA

12/18/2019 - 02/24/2021

RBC CAPITAL MARKETS, LLC (SAN FRANCISCO CA)

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Licenses & Designations

BOTH

Issued 07/23/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/18/2019

Series 7TO - General Securities Representative Examination

BC

Issued 05/01/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Dye.
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