Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Dugo is a financial advisor with J.P. MORGAN SECURITIES LLC, a firm headquartered in New York, NY. Mark is registered with the state of Illinois and Texas, and has been active in the industry since 2002. Mark has worked for JPMorgan Chase Bank NA and J.P. MORGAN SECURITIES LLC during his career. Mark has passed a number of industry examinations including the Uniform Combined State Law Examination, the General Securities Representative Examination, the Securities Industry Essentials Examination, the General Securities Sales Supervisor - General Module Examination and the General Securities Sales Supervisor - Options Module Examination. Mark is also registered as an investment advisor representative. J.P. Morgan Securities LLC manages more than $50 billion in assets and serves over 262,000 clients. The firm offers a variety of services, including financial planning, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IL
01/23/2024 - Present
J.p. Morgan Securities LLC (Chicago IL)
IL
07/23/2007 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
08/12/2002 - 06/21/2007
THRIVENT INVESTMENT MANAGEMENT INC. (WESTCHESTER IL)
BOTH
Issued 9/7/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 3/30/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/6/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/10/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
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Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
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Cboe EDGA Exchange, Inc.
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Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
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FINRA
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Investors' Exchange LLC
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Long-Term Stock Exchange, Inc.
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MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
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Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
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Nasdaq MRX, LLC
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Nasdaq PHLX LLC
N
Nasdaq Stock Market
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New York Stock Exchange
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