Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Duane Steffe is a financial advisor registered with First Command Advisory Services. Mark has over 25 years of experience in the financial services industry, having previously worked with several firms including TIAA-CREF, UBS Financial Services, and Paine Webber. Mark is also a registered Investment Advisor Representative in the state of Texas. He specializes in providing financial planning and portfolio management services to individuals and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
12/15/2015 - Present
First Command Advisory Services (FORT WORTH TX)
NJ
03/12/2009 - 03/19/2010
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (PRINCETON NJ)
NJ
11/30/2001 - 10/24/2008
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
ME
10/04/2001 - 11/09/2001
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
AZ
09/27/2000 - 10/04/2001
FIRST FUND DISTRIBUTORS, INC. (PHOENIX AZ)
NJ
07/25/1994 - 06/23/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
MO
08/13/1993 - 04/28/1994
EVEREN SECURITIES, INC. (ST. LOUIS MO)
IA
Issued 07/27/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/25/2009
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 06/03/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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