Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Duane Garrod is a financial advisor with LPL Financial LLC in East Lansing, Michigan. Mark has been in the financial services industry since May 1989. Mark has extensive experience working with individuals, high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MI
07/05/2022 - Present
LPL Financial LLC (East Lansing MI)
MI
07/25/2019 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (East Lansing MI)
MI
12/16/2013 - 07/16/2019
CUSO FINANCIAL SERVICES, L.P. (East Lansing MI)
MI
09/30/2009 - 12/16/2013
SIGMA FINANCIAL CORPORATION (EAST LANSING MI)
MI
01/17/2007 - 10/08/2009
LPL FINANCIAL CORPORATION (EAST LANSING MI)
MI
04/01/1998 - 09/14/2005
SIGMA FINANCIAL CORPORATION (ANN ARBOR MI)
IA
03/21/1996 - 04/06/1998
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
NA
03/04/1993 - 03/04/1996
MONEX INVESTMENT COMPANY, INC.
WI
04/11/1994 - 12/31/1994
FIMCO SECURITIES GROUP, INC. (PORT WASHINGTON WI)
NY
08/12/1991 - 02/18/1993
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
02/15/1988 - 08/29/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
12/22/1987 - 02/15/1988
E. F. HUTTON & COMPANY INC
BOTH
Issued 09/07/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/04/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/1993
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/1988
Series 3 - National Commodity Futures Examination
BC
Issued 12/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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