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Mark Drake

Nylife Distributors LLC

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About Mark Drake

Mark Drake is a financial professional with over 27 years of experience in the industry. Mark has a strong track record of success and is committed to helping his clients achieve their financial goals. He is currently registered with Nylife Distributors LLC, and has previously worked for a number of other firms including Hartford Funds Distributors, LLC, Hartford Life Distributors, LLC, Hartford Equity Sales Company Inc., and MFS Fund Distributors, Inc. Mark holds a variety of licenses and certifications including Series 6, Series 7TO, Series 24, Series 63, and SIE. Mark is dedicated to providing his clients with personalized financial advice and guidance.

Firm Information

Mark Drake is currently registered with Nylife Distributors LLC. Nylife Distributors LLC is a Limited Liability Company that was formed in October 2003. The company is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

300

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Drake’s Registration & Firm History

NY

07/25/2018 - Present

Nylife Distributors LLC (NEW YORK NY)

PA

12/03/2012 - 07/13/2018

HARTFORD FUNDS DISTRIBUTORS, LLC (WAYNE PA)

CT

02/11/2011 - 12/03/2012

HARTFORD LIFE DISTRIBUTORS, LLC (SIMSBURY CT)

CT

07/20/1999 - 09/24/2009

HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)

MA

05/25/1994 - 04/22/1999

MFS FUND DISTRIBUTORS, INC. (BOSTON MA)

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Licenses & Designations

BC

Issued 05/27/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/10/2021

Series 24 - General Securities Principal Examination

BC

Issued 10/13/2020

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/24/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Drake.
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