Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Douglas Smith is a financial advisor in Hendersonville, TN who has been in the industry since 2011. Mark has a broad range of licenses and certifications, including Series 6, 7, 63, and 65 as well as the SIE exam. Mark currently works for Pruco Securities, LLC and has been with the firm since May 2013.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
TN
08/06/2018 - Present
Pruco Securities, LLC (Hendersonville TN)
TN
10/06/2011 - 05/28/2013
METLIFE SECURITIES INC. (FRANKLIN TN)
IA
Issued 08/27/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/15/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/2013
Series 7 - General Securities Representative Examination
BC
Issued 10/05/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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