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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Douglas Rubey is a financial advisor currently registered with Allworth Financial, LP, and has been in the industry since 1984. Mark has experience with a variety of clients, including high-net-worth individuals, individuals other than high-net-worth, pension and profit-sharing plans, corporations or other businesses, and charitable organizations. Mark is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/07/2020 - Present
Allworth Financial, LP (FOLSOM CA)
FL
03/25/2003 - 06/24/2003
HIGH MARK SECURITIES, INC. (LAKELAND FL)
TN
08/21/2000 - 05/17/2002
FIRST TENNESSEE BROKERAGE, INC. (MEMPHIS TN)
RI
06/23/1998 - 08/14/2000
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
05/09/1997 - 06/30/1998
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
RI
04/04/1996 - 05/09/1997
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
10/21/1991 - 04/04/1996
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NA
08/04/1987 - 01/05/1988
SME CAPITAL MANAGEMENT CORPORATION
NA
08/04/1987 - 12/31/1987
ADVANTAGE CAPITAL CORPORATION
NA
10/16/1984 - 08/14/1987
FIRST INVESTORS CORPORATION
BC
Issued 11/04/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/19/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 02/25/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/06/1986
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 05/26/1993
Series 7 - General Securities Representative Examination
BC
Issued 10/18/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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