Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Douglas Marion is a financial professional with over 30 years of experience in the industry. Mark is currently registered with Janney Montgomery Scott LLC and has been with the firm since November 2006. Prior to joining Janney Montgomery Scott LLC, Mark was employed with Lehman Brothers Inc. Mark has a diverse set of credentials, including passing the Series 3, 7, 53 and 63 exams. He is licensed in 12 states, including Pennsylvania, New Jersey, New York, and California. Mark focuses on providing financial planning, portfolio management and educational seminars to individuals, corporations, charitable organizations, and pension and profit sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
PA
11/06/2006 - Present
Janney Montgomery Scott LLC (PHILADELPHIA PA)
NY
02/26/1987 - 05/24/2000
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 11/09/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/01/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2006
Series 7 - General Securities Representative Examination
BC
Issued 04/25/1989
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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