Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Douglas Kelly is a financial advisor with Raymond James Financial Services Advisors, Inc. Mark is a registered representative with the state of Wisconsin and Florida, and holds the Series 7, Series 24, Series 51 and SIE licenses. Mark has been in the financial services industry since 1986 and has a strong track record of helping clients achieve their financial goals. Mark's areas of expertise include retirement planning, investment management, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
WI
06/01/2009 - Present
Raymond James Financial Services Advisors, Inc. (PEWAUKEE WI)
NY
03/02/1998 - 05/18/2001
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
09/03/1994 - 03/02/1998
DAIN RAUSCHER INCORPORATED
WI
02/07/1990 - 09/06/1994
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NJ
01/18/1988 - 02/20/1990
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
02/19/1986 - 01/30/1988
THOMSON MCKINNON SECURITIES INC.
BC
Issued 03/12/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/11/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 06/28/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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