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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Douglas Hale is a financial advisor registered with Hornor, Townsend & Kent, LLC since 2017. Mark has been in the financial services industry since 1998, specializing in portfolio management, financial planning and pension consulting for individuals, businesses, and charitable organizations. Mark also offers selection of other advisors and portfolio management for investment companies. Mark is registered in several states including Virginia, Arizona, Florida, Georgia, Maryland, Mississippi, North Carolina, Pennsylvania, South Carolina, West Virginia, and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
1
2
VA
03/31/2017 - Present
Hornor, Townsend & Kent, LLC (ROANOKE VA)
CT
10/07/2009 - 04/05/2010
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
VA
12/21/2001 - 10/01/2009
ALLSTATE FINANCIAL SERVICES, LLC (ROANOKE VA)
NY
08/24/2001 - 12/21/2001
NEW ENGLAND SECURITIES (NEW YORK NY)
NJ
10/07/1998 - 08/08/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 03/06/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/03/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/2002
Series 24 - General Securities Principal Examination
BC
Issued 09/20/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2001
Series 7 - General Securities Representative Examination
BC
Issued 10/02/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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