Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Douglas Averell is a financial advisor with over 25 years of experience in the industry. Mark is registered with Wells Fargo Clearing Services, LLC and holds licenses in Maryland and North Carolina. Mark has a strong track record of providing investment advice and financial planning services to individuals and families. Mark is also a Registered Principal and is qualified to provide investment advice to high net worth individuals and families. Before joining Wells Fargo, Mark worked with SunTrust Investment Services, Inc., Uvest Investment Services, First Union Brokerage Services, Inc., and PaineWebber Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
01/26/2022 - Present
Wells Fargo Clearing Services, LLC (PINEHURST NC)
MD
05/04/2001 - 09/07/2006
SUNTRUST INVESTMENT SERVICES, INC. (LAUREL MD)
NC
01/12/2000 - 04/11/2001
UVEST INVESTMENT SERVICES (CHARLOTTE NC)
NC
04/01/1999 - 01/07/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NJ
09/03/1997 - 01/04/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BOTH
Issued 12/23/2002
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/15/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/11/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/31/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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