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Mark Doria

Deutsche Bank Securities Inc.

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About Mark Doria

Mark Doria is a financial professional with over 18 years of experience in the industry. Mark is currently registered with Deutsche Bank Securities Inc. and has been with the firm since 2015. Prior to that, Mark was with Citigroup Global Markets Inc. Mark holds several securities licenses including Series 3, 7, 24, 57, and SIE. Mark is registered with the Financial Industry Regulatory Authority (FINRA) and holds a Series 63 license. Mark is also registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. Mark has a wide range of experience in the financial services industry and is well-equipped to assist clients with their investment needs.

Firm Information

Mark Doria is currently registered with Deutsche Bank Securities Inc.. Deutsche Bank Securities Inc. is a corporation headquartered in New York, NY, United States. The firm was formed on December 29, 1971, and provides advisory services in equity & debt research, macro research, quant strategy, multi-asset research, and catalyst calls. They have a significant number of registered representatives (1,304) and investment advisory functions (149) and manage more than $50 billion in assets.
Deutsche Bank Securities Inc.

1 COLUMBUS CIRCLE

NEW YORK, NY 10019

Not reported

Assets Under Management

33

Total Clients

319

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls

Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Hard dollar payments for research

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Mark Doria’s Registration & Firm History

NY

01/08/2015 - Present

Deutsche Bank Securities Inc. (NEW YORK NY)

NY

09/15/2004 - 01/16/2015

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/18/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/30/2023

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/24/2018

Series 57 - Securities Trader Exam

BC

Issued 11/01/2004

Series 3 - National Commodity Futures Examination

BC

Issued 09/13/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Mark Doria.
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