Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Dorfman is a financial professional with over 35 years of experience in the industry. Mark is currently registered as a Registered Representative with Comprehensive Capital Management, Inc. and Nosuris, Inc. Mark is also a Registered Investment Advisor with both firms. Mark has a wide range of experience and expertise in providing financial advice to individual clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
03/20/2021 - Present
Comprehensive Capital Management, Inc. (LYNBROOK NY)
NY
01/31/2008 - 03/05/2009
CAMBRIDGE INVESTMENT RESEARCH, INC. (LYNBROOK NY)
NY
09/09/2002 - 01/31/2008
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (LYNBROOK NY)
NY
11/28/1989 - 09/09/2002
WISE PLANNING CORP. (HICKSVILLE NY)
CT
05/16/1997 - 12/05/2000
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
CT
08/04/1995 - 12/31/1996
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
NA
07/18/1988 - 11/14/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
02/19/1986 - 05/11/1988
CAPITAL ANALYSTS, INCORPORATED
BOTH
Issued 11/25/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/21/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/08/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 05/05/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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