Unclaimed
Mark Donovan Foster is a registered investment advisor representative with Capital Client Group, Inc. Mark has been in the industry since May 2007. Mark holds Series 6, 7, and 66 securities licenses. Mark is registered in California, Michigan, and Ohio. Prior to joining Capital Client Group, Inc., Mark worked at Invesco Distributors, Inc., OppenheimerFunds Distributor, Inc., and Horan Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
MI
07/15/2024 - Present
Capital Client Group, Inc. (Birmingham MI)
TX
05/25/2019 - 05/01/2024
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
NY
11/12/2009 - 05/25/2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
OH
04/16/2007 - 10/16/2009
HORAN SECURITIES, INC. (CINCINNATI OH)
BOTH
Issued 07/13/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/02/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2009
Series 7 - General Securities Representative Examination
BC
Issued 04/13/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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