Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Korona is a financial advisor with UBS Financial Services Inc. based in LEXINGTON, KY. Mark has been working in the financial services industry since 2004. Mark holds FINRA Series 3, 7, and 66 licenses and has a SIE exam certification. Mark has been registered with UBS Financial Services Inc. since July of 2013. Mark has previously worked at J.P. Morgan Securities Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Mark is registered to offer securities and investment advisory services in 26 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
KY
06/15/2016 - Present
UBS Financial Services Inc. (LEXINGTON KY)
KY
10/01/2008 - 07/27/2010
J.P. MORGAN SECURITIES INC. (LEXINGTON KY)
KY
06/03/2008 - 10/01/2008
J.P. MORGAN SECURITIES INC. (LEXINGTON KY)
KY
03/16/2004 - 06/04/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LEXINGTON KY)
BOTH
Issued 5/7/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/7/2012
Series 3 - National Commodity Futures Examination
BC
Issued 3/15/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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