Unclaimed
Mark Dillon is a financial professional with over 20 years of experience in the industry. Mark is currently registered with Nexpoint Securities, Inc. in Dallas, Texas. Mark has held previous roles with firms such as Patrick Capital Markets, LLC, Cantor Fitzgerald & Co., Realty Capital Securities, LLC, Walton Securities, Inc., Jackson National Life Distributors LLC, Planco Financial Services, Inc., and Lincoln Financial Distributors, Inc. Mark holds several industry licenses, including Series 6, 7, 63, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
12/09/2019 - Present
Nexpoint Securities, Inc. (DALLAS TX)
MO
02/11/2019 - 04/26/2019
PATRICK CAPITAL MARKETS, LLC (ST LOUIS MO)
NY
01/16/2016 - 01/11/2019
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
02/18/2010 - 12/08/2015
REALTY CAPITAL SECURITIES, LLC (NEW YORK CITY NY)
AZ
06/04/2009 - 01/15/2010
WALTON SECURITIES, INC. (SCOTTSDALE AZ)
TN
06/01/2005 - 06/01/2009
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)
CT
11/12/2003 - 05/26/2005
PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)
PA
01/28/2002 - 06/26/2003
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
BC
Issued 04/03/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2009
Series 7 - General Securities Representative Examination
BC
Issued 01/25/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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