Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Saddler is an active investment advisor representative with Wells Fargo Clearing Services, LLC. Mark is registered with the state of Florida and Michigan. Mark previously worked for UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, J.P. Morgan Securities Inc., Banc One Securities Corporation, Comerica Securities, First Chicago NBD Investment Services, Inc., and Cigna Financial Advisors, Inc. Mark is a seasoned investment advisor with over 28 years of experience in the industry. Mark has a wide range of experience in financial planning, investment management, and portfolio management. Mark is committed to providing clients with the highest quality of service and advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
11/04/2021 - Present
Wells Fargo Clearing Services, LLC (PALM BEACH GARDENS FL)
MI
11/21/2014 - 11/22/2021
UBS FINANCIAL SERVICES INC. (BIRMINGHAM MI)
MI
06/20/2008 - 11/25/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BLOOMFIELD HILLS MI)
MI
07/01/2006 - 06/25/2008
J.P. MORGAN SECURITIES INC. (DETROIT MI)
MI
03/01/2005 - 07/01/2006
BANC ONE SECURITIES CORPORATION (DETROIT MI)
MI
08/05/2003 - 02/01/2005
COMERICA SECURITIES (DETROIT MI)
IL
02/01/1999 - 07/31/2003
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IL
07/29/1996 - 02/01/1999
FIRST CHICAGO NBD INVESTMENT SERVICES, INC. (CHICAGO IL)
NY
07/07/1994 - 06/18/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
PA
08/16/1993 - 06/13/1994
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
IA
Issued 07/26/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/16/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/1994
Series 7 - General Securities Representative Examination
BC
Issued 08/13/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Mark Saddler is the right advisor for you? Invested Better is here to help.
