Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark DeWaine Hemme is a financial advisor with Mutual of America Securities LLC. Mark has been in the financial services industry since 2008. Mark has a wide range of experience in the financial industry. Mark has held positions at several firms including Mutual of America Life Insurance Company, Citizens Securities, Inc., Edward Jones, HSBC Securities (USA) Inc., Morgan Stanley DW Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
12/20/2016 - Present
Mutual OF America Securities LLC (Boca Raton FL)
MI
12/20/2016 - 11/09/2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (SOUTHFIELD MI)
MI
04/30/2015 - 12/14/2016
CITIZENS SECURITIES, INC. (TROY MI)
NY
10/18/2012 - 02/05/2015
EDWARD JONES (KENMORE NY)
NY
12/14/2009 - 06/06/2012
HSBC SECURITIES (USA) INC. (BUFFALO NY)
NY
05/29/2001 - 11/08/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
10/06/2000 - 05/18/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 12/07/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/25/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/18/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2012
Series 7 - General Securities Representative Examination
BC
Issued 12/10/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/26/2001
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
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