Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Generales is an Investment Advisor Representative at Beacon Pointe Advisors, LLC. Mark has over 40 years of experience in the financial services industry and is committed to providing his clients with comprehensive financial planning and investment management services. Mark is a Registered Representative and has been active in the industry since 1982. Mark holds the Series 63, 65, and 7 licenses and is also a Registered Principal.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
03/10/2022 - Present
Beacon Pointe Advisors, LLC (NEWPORT BEACH CA)
FL
10/30/2009 - 02/03/2022
SECURITIES AMERICA, INC. (BONITA SPRINGS FL)
FL
05/20/2008 - 10/30/2009
COLONIAL BROKERAGE, INC. (BONITA SPRINGS FL)
SC
12/17/2004 - 05/23/2008
MELHADO, FLYNN & ASSOCIATES, INC. (BLUFFTON SC)
NY
12/12/2002 - 07/25/2003
AXA ADVISORS, LLC (NEW YORK NY)
NC
02/22/2001 - 06/04/2002
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
NY
01/13/1998 - 12/31/2000
AXA ADVISORS, LLC (NEW YORK NY)
NY
01/13/1998 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NC
08/08/1996 - 05/05/1998
EQUITABLE DISTRIBUTORS, INC. (CHARLOTTE NC)
NY
11/16/1994 - 04/24/1996
OCC DISTRIBUTORS (NEW YORK NY)
NA
08/31/1992 - 06/08/1994
MIDLAND WALWYN CAPITAL CORPORATION
MO
05/17/1991 - 09/24/1991
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NY
05/14/1988 - 04/16/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
07/03/1978 - 05/14/1988
E. F. HUTTON & COMPANY INC
IA
Issued 01/12/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/06/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/27/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/1978
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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