Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Dean Swanson is a financial advisor with over 37 years of experience in the financial services industry. Mark is currently registered with LPL Financial LLC as a Registered Representative in Nebraska and Texas, and also as an Investment Advisor Representative in Nebraska and Texas. Mark holds Series 7, 24, 31, 63, and SIE licenses, as well as several industry designations. Mark has previously worked at Securities America, Inc., 1st Global Capital Corp., A. G. Edwards & Sons, Inc., and Dean Witter Reynolds Inc. Mark is a dedicated professional with a strong commitment to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NE
01/31/2024 - Present
LPL Financial LLC (KEARNEY NE)
NE
09/26/2006 - 02/09/2024
SECURITIES AMERICA, INC. (KEARNEY NE)
NE
03/12/1998 - 10/05/2006
1ST GLOBAL CAPITAL CORP. (KEARNEY NE)
MO
09/22/1994 - 03/05/1998
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
04/26/1985 - 08/15/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 05/13/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/27/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 04/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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