Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Semrow is a financial advisor with Northwestern Mutual Investment Services, LLC. Mark is a seasoned financial professional, with over two decades of experience in the industry. Mark has a deep understanding of the financial markets and a commitment to providing personalized financial guidance to clients. Mark has held positions at several reputable firms, including W&S Brokerage Services, Inc., Securities Service Network, Inc., New England Securities, Signator Investors, Inc., AXA Advisors, LLC, Waterstone Financial Group, Inc., FFP Securities, Inc., Waddell & Reed, Inc., and Pavek Investments Inc. Mark holds Series 6, 7, 22, 63 and 65 licenses, along with the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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WI
01/06/2024 - Present
Northwestern Mutual Investment Services, LLC (FRANKLIN WI)
WI
09/18/2018 - 02/26/2020
W&S BROKERAGE SERVICES, INC. (Wauwatosa WI)
WI
06/16/2016 - 06/14/2018
SECURITIES SERVICE NETWORK, LLC (BROOKFIELD WI)
WI
02/05/2014 - 08/05/2014
SECURITIES SERVICE NETWORK, INC. (BROOKFIELD WI)
WI
02/28/2012 - 11/30/2012
NEW ENGLAND SECURITIES (BROOKFIELD WI)
WI
01/22/2010 - 02/29/2012
SIGNATOR INVESTORS, INC. (BROOKFIELD WI)
WI
08/20/2009 - 01/08/2010
AXA ADVISORS, LLC (MILWAUKEE WI)
WI
09/10/2002 - 07/31/2009
WATERSTONE FINANCIAL GROUP, INC. (BROOKFIELD WI)
MO
01/23/1997 - 09/13/2002
FFP SECURITIES, INC. (CHESTERFIELD MO)
KS
03/22/1990 - 02/12/1997
WADDELL & REED, INC. (OVERLAND PARK KS)
WI
02/01/1990 - 04/03/1990
PAVEK INVESTMENTS INC. (EAU CLAIRE WI)
IA
Issued 04/14/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/12/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/2000
Series 7 - General Securities Representative Examination
BC
Issued 05/10/1990
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 01/31/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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