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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark David Rosen is a financial advisor with over 28 years of experience in the industry. Mark David Rosen is currently registered with TLG Advisors, Inc. Mark David Rosen has previously worked at VOYA FINANCIAL ADVISORS, INC., LOCUST STREET SECURITIES, INC., and LIFEMARK SECURITIES CORP. Mark David Rosen holds a Series 63, Series 65, Series 24, Series 26, Series 6, and Series 62 license. Mark David Rosen specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Placement of institutional funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
11/30/2015 - Present
TLG Advisors, Inc. (Pittsburgh PA)
PA
01/01/2004 - 10/12/2015
VOYA FINANCIAL ADVISORS, INC. (PITTSBURGH PA)
IA
06/12/2002 - 01/01/2004
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
NY
08/03/1994 - 06/17/2002
LIFEMARK SECURITIES CORP. (ROCHESTER NY)
IA
Issued 11/11/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/04/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/03/2004
Series 24 - General Securities Principal Examination
BC
Issued 11/02/1994
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2003
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 08/02/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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