Unclaimed
Mark Rau is a financial advisor with over 20 years of experience in the industry. Mark is registered with TIAA-CREF Individual & Institutional Services, LLC and is licensed in 17 states. Mark has experience working with Wells Fargo Advisors, LLC, and American Express Financial Advisors Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
MD
03/27/2013 - Present
Tiaa-Cref Individual & Institutional Services, LLC (BALTIMORE MD)
MD
05/17/2005 - 03/18/2013
WELLS FARGO ADVISORS, LLC (BALTIMORE MD)
MN
09/11/2003 - 02/02/2005
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/11/2003 - 02/02/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 09/17/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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