Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Rabin is a financial advisor at LPL Financial LLC in Overland Park, Kansas. Mark has been in the industry since 1982 and has experience with a variety of financial products and services. Mark has passed several securities exams including Series 3, 5, 7, 8, 10, 24, 63, and 65. Mark also has a strong track record of success in providing financial advice to individuals, families, and businesses. In addition to his work with LPL Financial LLC, Mark also has previous experience with Sagepoint Financial, Inc., Sunamerica Securities, Inc., Piper Jaffray & Co., PaineWebber Incorporated, Prudential Securities Incorporated, and Kidder, Peabody & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KS
01/31/2018 - Present
LPL Financial LLC (OVERLAND PARK KS)
KS
10/31/2005 - 11/30/2009
SAGEPOINT FINANCIAL, INC. (OVERLAND PARK KS)
AZ
07/02/2004 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
MN
02/09/2000 - 07/15/2004
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
NJ
02/08/1994 - 02/14/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
06/18/1990 - 03/14/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
01/30/1986 - 06/20/1990
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
06/28/1982 - 02/11/1986
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
IA
Issued 06/22/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/27/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/03/2006
Series 24 - General Securities Principal Examination
BC
Issued 08/15/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/22/1987
Series 5 - Interest Rate Options Examination
BC
Issued 01/02/1986
Series 3 - National Commodity Futures Examination
BC
Issued 06/19/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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