Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark David Quinn is a financial advisor with over 30 years of experience in the industry. Mark is currently registered with Cetera Advisors LLC, Cetera Advisor Networks LLC, Cetera Investment Services LLC, and Cetera Financial Specialists LLC. Mark is licensed to conduct business in California. Prior to joining these firms, Mark was associated with First Allied Securities, Inc., Summit Brokerage Services, Inc., VSR Financial Services, Inc., Legend Equities Corporation, Investors Capital Corp., Royal Alliance Associates, Inc., Integrated Resources Equity Corporation, Integrated Resources Investment Centers, Inc., Adair, Brakovich Inc., and Hanifen, Imhoff Securities Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
03/11/2015 - Present
Cetera Advisors LLC (SAN DIEGO CA)
CA
02/23/2010 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CA
03/11/2015 - 12/03/2019
SUMMIT BROKERAGE SERVICES, INC. (San Diego CA)
CA
11/29/2016 - 01/09/2017
VSR FINANCIAL SERVICES, INC. (San Diego CA)
FL
03/11/2015 - 12/31/2016
LEGEND EQUITIES CORPORATION (PALM BEACH GARDENS FL)
MA
03/11/2015 - 12/19/2016
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
NY
07/10/1989 - 07/01/2008
ROYAL ALLIANCE ASSOCIATES, INC. (NEW YORK NY)
NA
11/24/1989 - 06/19/1991
INTEGRATED RESOURCES EQUITY CORPORATION
NY
09/17/1984 - 04/27/1990
INTEGRATED RESOURCES INVESTMENT CENTERS, INC. (NEW YORK NY)
NY
08/16/1989 - 03/08/1990
ADAIR, BRAKOVICH INC. (NEW YORK NY)
NA
07/22/1982 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
01/03/1989 - 04/17/1989
HANIFEN, IMHOFF SECURITIES CORP.
BC
Issued 02/08/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/1982
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/17/1982
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/1982
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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