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Mark David Pallotta

Cetera Advisor Networks LLC

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About Mark David Pallotta

Mark David Pallotta is a financial professional with over 38 years of experience in the financial services industry. Mark is currently registered with Cetera Advisor Networks LLC. Mark has held previous registrations with Securities America, Inc., Investcorp, Inc., Voya Financial Advisors, Inc., Locust Street Securities, Inc., Lifemark Securities Corp., Aetna Investment Services, LLC, Walnut Street Securities, Inc., Aetna Life Insurance and Annuity Company, and Cigna Securities, Inc. Mark has passed the Series 6, Series 63 and SIE exams.

Firm Information

Mark Pallotta is currently registered with Cetera Advisor Networks LLC. Cetera Advisor Networks LLC is a Limited Liability Company formed in 2012. The firm is registered with the SEC and in 53 states. It is approved to provide advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

695

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Pallotta’s Registration & Firm History

WV

12/12/2023 - Present

Cetera Advisor Networks LLC (BRIDGEPORT WV)

FL

07/17/2020 - 12/04/2023

SECURITIES AMERICA, INC. (Bonita Springs FL)

FL

01/07/2016 - 07/17/2020

INVESTACORP, INC. (Bonita Springs FL)

WV

01/01/2004 - 12/31/2015

VOYA FINANCIAL ADVISORS, INC. (FAIRMONT WV)

IA

06/12/2002 - 01/01/2004

LOCUST STREET SECURITIES, INC. (DES MOINES IA)

NY

11/09/2001 - 06/17/2002

LIFEMARK SECURITIES CORP. (ROCHESTER NY)

CT

10/15/1993 - 10/29/2001

AETNA INVESTMENT SERVICES, LLC (WINDSOR CT)

CA

05/23/1994 - 05/22/1995

WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)

CT

11/28/1986 - 10/15/1993

AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)

PA

04/24/1985 - 12/31/1989

CIGNA SECURITIES, INC. (RADNOR PA)

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Licenses & Designations

BC

Issued 08/23/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/23/1985

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark David Pallotta.
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