Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark David Pallai is a securities professional with over 6 years of experience in the industry. He is currently registered with Rabo Securities USA, Inc. He is a registered representative with Series 79TO, Series 79 and Series 63 licenses. Mark has previously been employed with MUFG Securities Americas Inc. and BTMU Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/21/2023 - Present
Rabo Securities USA, Inc. (NEW YORK NY)
NY
04/01/2017 - 11/17/2020
MUFG SECURITIES AMERICAS INC. (NEW YORK NY)
NY
12/20/2016 - 04/01/2017
BTMU SECURITIES, INC. (New York NY)
BC
Issued 02/27/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/21/2023
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/20/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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