Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Okeefe is a financial advisor with over 17 years of experience in the industry. Mark has worked for several firms including Rabo Securities USA, Inc., Deutsche Bank Securities Inc. and CIBC World Markets Corp.. Mark is currently registered with Rabo Securities USA, Inc. in New York. Mark holds the Series 63, Series 7, Series 79 and SIE licenses. Mark is a registered representative and a financial advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/12/2017 - Present
Rabo Securities USA, Inc. (NEW YORK NY)
NY
12/21/2005 - 03/20/2008
RABO SECURITIES USA, INC. (NEW YORK NY)
NY
04/05/2004 - 07/25/2005
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
06/28/1999 - 04/15/2004
CIBC WORLD MARKETS CORP. (NEW YORK NY)
BC
Issued 01/10/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 06/15/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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