Unclaimed
Mark David Martin is a registered representative with Houlihan Lokey Capital, Inc., a firm with offices in Los Angeles, California. Mark has been in the industry since October 5, 2011, and has held the Series 63, Series 79 and SIE licenses. Mark's experience with Houlihan Lokey Capital, Inc. began on July 18, 2011. Mark is registered to conduct business in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
10/06/2011 - Present
Houlihan Lokey Capital, Inc. (LOS ANGELES CA)
BC
Issued 09/19/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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