Unclaimed
Mark David Kemp is a financial advisor with over 30 years of experience in the financial services industry. Mark is a Certified Financial Planner™ professional and registered with LPL Financial LLC. Mark has held various roles in the financial services industry, including positions with Securities America, Inc., The Advisors Group, Inc., and MTL Equity Products, Inc. Mark holds Series 6, 7, 24, 63 and 65 licenses, and the SIE designation. Mark is also a Registered Representative for LPL Financial LLC. Mark is dedicated to providing clients with personalized financial advice and solutions to help them achieve their financial goals. Mark works with individuals, families, and businesses to develop comprehensive financial plans and manage their investments.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
11/29/2017 - Present
LPL Financial LLC (HARLEYSVILLE PA)
PA
03/12/2008 - 11/29/2017
NATIONAL PLANNING CORPORATION (HARLEYSVILLE PA)
PA
10/13/1999 - 03/17/2008
SECURITIES AMERICA, INC. (PLYMOUTH MEETING PA)
MD
06/03/1999 - 10/25/1999
THE ADVISORS GROUP, INC. (BETHESDA MD)
AZ
05/29/1997 - 05/26/1999
MTL EQUITY PRODUCTS, INC. (FOUNTAIN HILLS AZ)
TX
04/04/1990 - 04/18/1997
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
NJ
03/15/1989 - 10/13/1989
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
03/15/1989 - 10/13/1989
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 04/18/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/21/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2002
Series 7 - General Securities Representative Examination
BC
Issued 03/08/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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