Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark David Hollick is a registered representative with Payden & Rygel, a firm headquartered in Los Angeles, California. Mark has been in the financial industry since 1992.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Portfolio management for pension and profit sharing plans
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
IL
05/11/2023 - Present
Payden & Rygel (Wilmette IL)
MA
01/15/2010 - 05/03/2023
NATIXIS DISTRIBUTION, LLC (BOSTON MA)
MN
01/02/2009 - 01/12/2010
RIVERSOURCE FUND DISTRIBUTORS, INC. (MINNEAPOLIS MN)
MN
04/30/2007 - 01/02/2009
RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)
MA
10/08/2002 - 04/02/2007
PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)
RI
10/03/1994 - 10/31/2002
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
09/21/1993 - 09/27/1994
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
MA
05/26/1993 - 09/08/1993
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
05/26/1993 - 09/08/1993
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NY
08/05/1992 - 12/16/1992
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
04/25/1992 - 07/23/1992
DONALD & CO. SECURITIES INC. (TINTON FALLS NJ)
BOTH
Issued 10/15/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/01/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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