Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Goodwin is a financial professional with over 20 years of experience in the financial industry. Mark has a wide range of experience in the securities industry, having worked at several prominent firms, including Compass Distributors, LLC, IMST Distributors, LLC, and Pioneer Funds Distributor, Inc. Currently, Mark is registered with Foreside Fund Services, LLC. Mark has passed several industry exams, including the Series 7, Series 24, Series 27, Series 66, and Series 99TO. Mark is licensed to conduct business in Illinois and Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
12/02/2022 - Present
Foreside Fund Services, LLC (Chicago IL)
IL
12/12/2018 - 12/31/2022
COMPASS DISTRIBUTORS, LLC (Chicago IL)
IL
06/18/2015 - 12/31/2018
IMST DISTRIBUTORS, LLC (Chicago IL)
MA
10/01/2001 - 10/15/2014
PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)
BOTH
Issued 08/14/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/09/2014
Series 24 - General Securities Principal Examination
BC
Issued 09/17/2001
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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