Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark David Frederick is a Registered Representative and Investment Advisor Representative with Cetera Investment Advisers LLC, located in Roseville, California. Mark is also registered as an Investment Advisor Representative with Frederick, Mark D. in Roseville, California. Mark has been in the securities industry since 1991, providing investment advice to individuals, corporations, and other entities. Mark holds a Series 7, 24, 63, 65, 99TO, and SIE licenses and specializes in portfolio management, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/25/2021 - Present
Cetera Investment Advisers LLC (ROSEVILLE CA)
CA
06/12/2006 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (ROSEVILLE CA)
CA
10/31/2005 - 06/19/2006
AIG FINANCIAL ADVISORS, INC. (ROSEVILLE CA)
AZ
06/06/1996 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
MN
06/04/1991 - 06/06/1996
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
06/04/1991 - 06/06/1996
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 9/30/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/12/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/18/1996
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/3/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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