Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Dunn is a financial advisor who has been in the industry since 2004. Mark is currently registered with Charles Schwab & Co., Inc. as a Registered Representative and Investment Advisor Representative. Mark is also registered as an Investment Advisor Representative in Arizona and California. Mark is a Series 6, 7, 10, 24, 51, 63, and 65 licensed individual. Mark has a strong background in the financial services industry. Mark has worked with USAA Investment Management Company, USAA Financial Advisors, Inc., and Farmers Financial Solutions, LLC. Mark currently holds licenses in 50 states and is a registered representative with Charles Schwab & Co., Inc. and an investment advisor representative in Arizona and California. Mark offers a range of services including financial planning, asset based fees for wrap programs and subscription pricing for financial planning, selection of other advisors, and has more than $50 Billion under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
AZ
05/26/2020 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
AZ
10/21/2015 - 05/24/2020
USAA FINANCIAL ADVISORS, INC. (PHOENIX AZ)
AZ
08/31/2007 - 01/10/2014
USAA FINANCIAL ADVISORS, INC. (PHOENIX AZ)
AZ
01/05/2004 - 12/31/2007
USAA INVESTMENT MANAGEMENT COMPANY (PHOENIX AZ)
CA
12/16/2002 - 12/10/2003
FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)
IA
Issued 09/09/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/30/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/18/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/02/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/20/2018
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 06/02/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2004
Series 7 - General Securities Representative Examination
BC
Issued 12/14/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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