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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark David Cohen is a financial advisor with Ameriprise Financial Services, LLC. Mark has been in the industry since August 1984. Mark holds a Series 63 license and a Series 65 license. Mark also holds a Series 7, Series 31, and Series 4 license. Mark has 22 state registrations and 3 state IA registrations. Mark specializes in providing financial advice to individuals, businesses, trusts, and estates. Mark's experience includes providing financial planning, asset allocation, and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
10/05/2009 - Present
Ameriprise Financial Services, LLC (New York NY)
NY
09/02/2005 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (NEW YORK NY)
PA
02/13/1997 - 09/28/2005
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
MI
01/28/1991 - 02/10/1997
OLDE DISCOUNT CORPORATION (DETROIT MI)
NJ
10/10/1985 - 01/28/1991
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
08/22/1984 - 04/15/1986
PHILIPS, APPEL & WALDEN, INC.
IA
Issued 08/28/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/24/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/22/1994
Series 24 - General Securities Principal Examination
BC
Issued 02/07/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/31/1991
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 08/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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