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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Carpenter is a financial advisor with Raymond James & Associates, Inc. Mark has over 26 years of experience in the financial services industry. Mark is registered to provide investment advice and securities services in 53 states and the District of Columbia. Mark's areas of specialization include retirement planning, estate planning, and college savings. Mark has a strong track record of success in helping clients achieve their financial goals. Mark is committed to providing clients with personalized advice and service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/06/2016 - Present
Raymond James & Associates, Inc. (Palm Beach FL)
FL
01/13/2001 - 09/06/2016
DEUTSCHE BANK SECURITIES INC. (PALM BEACH FL)
MD
01/20/1998 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NY
02/26/1997 - 10/13/1997
NORTHEAST SECURITIES, INC. (MITCHELFIELD NY)
NY
07/12/1996 - 03/07/1997
JARON EQUITIES CORP. (HICKSVILLE NY)
IA
Issued 06/30/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/16/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/09/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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