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Mark David Caldon

Nylife Securities LLC

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About Mark David Caldon

Mark Caldon is a financial professional with over 29 years of experience in the industry. Mark is registered with Nylife Securities LLC and holds Series 6, Series 63, and SIE licenses. Mark is currently registered in seven states, including Florida, New Jersey, North Carolina, Ohio, Pennsylvania, Virginia, and West Virginia.

Firm Information

Mark Caldon is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Caldon’s Registration & Firm History

WV

03/16/1994 - Present

Nylife Securities LLC (RIPLEY WV)

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Licenses & Designations

BC

Issued 03/15/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/15/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark David Caldon.
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