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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark David Bernard is a financial advisor registered with LPL Financial LLC. He is also licensed in several states, including California, Texas, Arizona, Colorado, Connecticut, Florida, Hawaii, Idaho, Massachusetts, Nevada, North Carolina. Mark David Bernard has been in the financial industry since 1999 and has experience with UBS Financial Services Inc., and CITIGROUP GLOBAL MARKETS INC. Mark David Bernard is a financial advisor at LPL Financial LLC and has a strong track record of helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
12/19/2016 - Present
LPL Financial LLC (SAN MATEO CA)
CA
10/12/2007 - 12/07/2009
CITIGROUP GLOBAL MARKETS INC. (SAN MATEO CA)
CA
07/28/1999 - 10/29/2007
UBS FINANCIAL SERVICES INC. (SAN MATEO CA)
IA
Issued 08/13/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/13/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/05/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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