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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Balfour is an Investment Advisor Representative with Ameriprise Financial Services, LLC. Mark has been in the financial services industry for over 23 years. Mark holds a Series 6, 7, 24, 63, and 65 licenses and has been registered with the Financial Industry Regulatory Authority (FINRA) since 1999. Mark has a strong background in financial planning, portfolio management, and retirement planning. Mark is also a registered Investment Advisor Representative in the state of Texas. Mark is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
07/30/2024 - Present
Ameriprise Financial Services, LLC (Boston MA)
MA
09/19/2012 - 12/17/2012
SANTANDER SECURITIES LLC (METHUEN MA)
MA
06/04/2012 - 09/19/2012
LPL FINANCIAL LLC (METHUEN MA)
MA
03/09/2009 - 07/01/2011
GWFS EQUITIES, INC. (ANDOVER MA)
MA
10/19/2006 - 02/18/2009
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (ANDOVER MA)
MA
02/08/2000 - 06/01/2006
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
TX
08/18/1999 - 01/10/2000
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
IA
Issued 06/27/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/08/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/07/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/2004
Series 7 - General Securities Representative Examination
BC
Issued 06/05/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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