Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark David Armstrong is a financial advisor at LPL Financial LLC, with over 20 years of experience in the industry. Mark holds Series 4, 7, 24, 63, 65 and 66 licenses. Mark has been registered in numerous states, including Texas, Utah, Arizona, Colorado, Idaho, Kentucky, Massachusetts, Missouri, Montana, Nevada, South Carolina, Washington, and Wyoming. Prior to joining LPL Financial LLC, Mark has worked for Royal Alliance Associates, Inc., Signator Investors, Inc., First Allied Securities, Inc., U.S. Bancorp Investments, Inc., Morgan Stanley DW Inc., Morgan Stanley Dean Witter Online Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company. Mark is committed to providing comprehensive financial planning and investment management services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
UT
02/24/2020 - Present
LPL Financial LLC (SAINT GEORGE UT)
UT
11/02/2018 - 02/25/2020
ROYAL ALLIANCE ASSOCIATES, INC. (ST GEORGE UT)
UT
09/11/2013 - 11/02/2018
SIGNATOR INVESTORS, INC. (ST GEORGE UT)
UT
09/08/2006 - 09/13/2013
FIRST ALLIED SECURITIES, INC. (ST.GEORGE UT)
UT
06/10/2002 - 09/08/2006
U.S. BANCORP INVESTMENTS, INC. (SAINT GEORGE UT)
NY
11/01/2000 - 06/17/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
CA
08/31/1999 - 11/01/2000
MORGAN STANLEY DEAN WITTER ONLINE INC. (SAN FRANCISCO CA)
MN
10/20/1998 - 06/29/1999
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/20/1998 - 06/29/1999
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 03/31/2006
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/27/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/23/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/2006
Series 24 - General Securities Principal Examination
BC
Issued 06/07/2001
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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