Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark David alan Harris is a financial professional registered with Investec Securities (us) LLC. Mark has over 10 years of experience in the financial industry. Mark is a Series 7, Series 63, and Series 79TO licensed representative. Mark is currently registered in New York, Ohio, Texas, and Virginia. Mark was previously employed at SMBC Nikko Securities America, Inc. and BBVA Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/18/2023 - Present
Investec Securities (us) LLC (NEW YORK NY)
NY
03/11/2022 - 03/22/2023
SMBC NIKKO SECURITIES AMERICA, INC. (NEW YORK NY)
NY
11/28/2011 - 11/28/2011
BBVA SECURITIES INC. (NEW YORK NY)
BC
Issued 06/29/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/11/2022
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 11/14/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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