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Mark Darren Cohen

Arete Wealth Advisors, LLC

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About Mark Darren Cohen

Mark Darren Cohen is an investment advisor representative with Arete Wealth Advisors, LLC. Mark has been in the industry since January 18, 1992. Mark is registered with the state of Texas as an Investment Adviser Representative. Mark is also registered with FINRA as a Registered Representative. The firm's main office is located in Chicago, Illinois. The firm's approximate assets under management are $1 billion - $10 billion. Mark is also the owner of several other businesses, some of which are investment related. Mark has been with Arete Wealth Advisors, LLC since July 2022. Before joining Arete Wealth Advisors, LLC, Mark was a registered representative with National Securities Corporation. Mark has experience in the investment industry, including portfolio management, financial planning, and investment advice. Mark provides advisory services such as financial planning, pension consulting, portfolio management for businesses, and portfolio management for individuals.

Firm Information

Mark Cohen is currently registered with Arete Wealth Advisors, LLC. Arete Wealth Advisors, LLC is a registered investment advisor headquartered in Chicago, Illinois. With over $1 billion to $10 billion in assets under management, the firm provides financial planning, pension consulting, and portfolio management services to a diverse range of clients, including individuals, corporations, and pension plans. Arete Wealth Advisors also participates in wrap fee programs. The firm's website addresses include christie-cox.com, bondstocksfinancial.com, leblancfinancial.com, aretewealth.com, and more.
Arete Wealth Advisors, LLC

1115 W FULTON MARKET

CHICAGO, IL 60607

$2.67B

Assets Under Management

30

Total Clients

125

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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non-discretionary investment advice regarding securities of affiliates of masterworks.io, llc.

Non-discretionary investment advice regarding securities of affiliates of masterworks.io, llc.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

Sharing in underwriting fees from an affiliated broker-dealer

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Mark Cohen’s Registration & Firm History

IL

07/28/2022 - Present

Arete Wealth Advisors, LLC (CHICAGO IL)

TX

05/13/2016 - 07/21/2022

NATIONAL SECURITIES CORPORATION (HOUSTON TX)

NY

12/17/2009 - 05/13/2016

RIDGEWAY & CONGER, INC. (NEW WOODSTOCK NY)

TX

08/05/2002 - 03/11/2009

WFG INVESTMENTS, INC. (KATY TX)

TX

05/17/2001 - 07/16/2002

STANFORD GROUP COMPANY (HOUSTON TX)

MO

07/05/1994 - 05/04/2001

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

NJ

07/10/1991 - 07/05/1994

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

MO

03/14/1991 - 08/01/1991

KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)

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Licenses & Designations

IA

Issued 04/26/2018

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/19/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/12/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Mark Darren Cohen. Review regulatory record here.
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