Unclaimed
Mark Darren Cohen is an investment advisor representative with Arete Wealth Advisors, LLC. Mark has been in the industry since January 18, 1992. Mark is registered with the state of Texas as an Investment Adviser Representative. Mark is also registered with FINRA as a Registered Representative. The firm's main office is located in Chicago, Illinois. The firm's approximate assets under management are $1 billion - $10 billion. Mark is also the owner of several other businesses, some of which are investment related. Mark has been with Arete Wealth Advisors, LLC since July 2022. Before joining Arete Wealth Advisors, LLC, Mark was a registered representative with National Securities Corporation. Mark has experience in the investment industry, including portfolio management, financial planning, and investment advice. Mark provides advisory services such as financial planning, pension consulting, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Non-discretionary investment advice regarding securities of affiliates of masterworks.io, llc.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Sharing in underwriting fees from an affiliated broker-dealer
1
2
IL
07/28/2022 - Present
Arete Wealth Advisors, LLC (CHICAGO IL)
TX
05/13/2016 - 07/21/2022
NATIONAL SECURITIES CORPORATION (HOUSTON TX)
NY
12/17/2009 - 05/13/2016
RIDGEWAY & CONGER, INC. (NEW WOODSTOCK NY)
TX
08/05/2002 - 03/11/2009
WFG INVESTMENTS, INC. (KATY TX)
TX
05/17/2001 - 07/16/2002
STANFORD GROUP COMPANY (HOUSTON TX)
MO
07/05/1994 - 05/04/2001
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NJ
07/10/1991 - 07/05/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
MO
03/14/1991 - 08/01/1991
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
IA
Issued 04/26/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/19/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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