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Mark Darius Buell

Smbc Nikko Securities America, Inc.

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About Mark Darius Buell

Mark Darius Buell is a financial advisor who has been active in the industry since 2003. Currently, Mark is registered with Smbc Nikko Securities America, Inc. Mark's previous roles include Blackrock Investments, LLC, Blackrock Execution Services, Bear, Stearns & Co. Inc., and Pruco Securities Corporation. Mark is licensed to offer securities advice in all fifty states. Mark is also a Series 7, Series 6, Series 3, Series 55, Series 57TO, and SIE licensed representative.

Firm Information

Mark Buell is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Buell’s Registration & Firm History

NY

07/20/2023 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

NY

12/19/2012 - 01/12/2023

BLACKROCK INVESTMENTS, LLC (NEW YORK NY)

CA

11/12/2008 - 01/15/2013

BLACKROCK EXECUTION SERVICES (SAN FRANCISCO CA)

NY

12/10/2002 - 06/10/2008

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NJ

08/19/1997 - 02/11/1998

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BC

Issued 10/10/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/26/2010

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/29/2008

Series 3 - National Commodity Futures Examination

BC

Issued 12/09/2002

Series 7 - General Securities Representative Examination

BC

Issued 08/07/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Mark Darius Buell.
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