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Mark Daniels

Marex Capital Markets Inc.

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About Mark Daniels

Mark Daniels is a securities professional with over 20 years of experience in the industry. Mark is currently registered with Marex Capital Markets Inc. and has previously held positions at firms like BOFA Securities, Inc., UBS Securities LLC, Morgan Stanley & Co. Incorporated, and Goldman, Sachs & Co. Mark has a broad range of experience, including equities, commodities, and securities trading.

Firm Information

Mark Daniels is currently registered with Marex Capital Markets Inc.. Marex Capital Markets Inc. is a Corporation formed in 1952 and approved for operations in all 50 states, the District of Columbia, and Puerto Rico. The firm has an active SEC registration and has reported 42 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

71

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Daniels’s Registration & Firm History

NY

09/06/2023 - Present

Marex Capital Markets Inc. (NEW YORK NY)

NY

08/29/2019 - 09/05/2023

BOFA SECURITIES, INC. (NEW YORK NY)

NY

11/24/2009 - 06/18/2019

UBS SECURITIES LLC (NEW YORK NY)

NY

04/16/2004 - 11/12/2009

MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)

NY

08/19/2003 - 05/07/2004

GOLDMAN, SACHS & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/18/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/09/2006

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/23/2005

Series 3 - National Commodity Futures Examination

BC

Issued 10/08/2004

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/18/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Mark Daniels.
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